Basis (linear algebra)

"Basis vector" redirects here. For basis vector in the context of crystals, see Crystal structure. For a more general concept in physics, see Frame of reference.

"Basis (mathematics)" redirects here. For other uses, see Basis.

The same vector can be represented in two different bases (purple and red arrows).

In mathematics, a set B of elements (vectors) in a vector space V is called a basis, if every element of V may be written in a unique way as a (finite) linear combination of elements of B. The coefficients of this linear combination are referred to as components or coordinates on B of the vector. The elements of a basis are called basis vectors.

Equivalently B is a basis if its elements are linearly independent and every element of V is a linear combination of elements of B. In more general terms, a basis is a linearly independent spanning set.

A vector space can have generally several bases; however all the bases have the same number of elements, called the dimension of the vector space.

Definition

A basis B of a vector space V over a field F (such as the real numbers R or the complex numbers C) is a linearly independent subset of V that spans V. This means that, a subset B of V is a basis if it satisfies the two following conditions:

• the linear independence property:

for every finite subset {b₁, ..., b_n} of B and every a₁, ..., a_n in F, if a₁b₁ + ⋅⋅⋅ + a_nb_n = 0, then necessarily a₁ = ⋅⋅⋅ = a_n = 0;

• the spanning property:

for every (vector) v in V, it is possible to choose v₁, ..., v_n in F and b₁, ..., b_n in B such that v = v₁b₁ + ⋅⋅⋅ + v_nb_n.

The scalars v_i are called the coordinates of the vector v with respect to the basis B, and by the first property they are uniquely determined.

A vector space that has a finite basis is called finite-dimensional. In this case, the subset {b₁, ..., b_n} that is considered (twice) in the above definition may be chosen as B itself.

It is often convenient to ordering the basis vectors, typically when one consider the coefficients of a vector on a basis, without referring explicitly to the basis elements. In this case, the ordering is necessary for associating each coefficient to the corresponding basis element. Generally, this ordering is implicitly done by numbering the basis elements. For example, when using matrices, the ith row, and ith column refer to the ith element of a basis of some vector space. For emphasizing that an order has been chosen, one speaks of an ordered basis, which is therefore a sequence rather than a set; see Ordered bases and coordinates below.

Examples

This picture illustrates the standard basis in R². The blue and orange vectors are the elements of the basis; the green vector can be given in terms of the basis vectors, and so is linearly dependent upon them.

• The set R² of the ordered pairs of real numbers is a vector space for the component-wise addition

$(a,b)+(c,d)=(a+c,b+d),$

and scalar multiplication

$\lambda (a,b)=(\lambda a,\lambda b),$

where $\lambda$ is any real number. A simple basis of this vector space, called the standard basis consists of the two vectors e₁ = (1,0) and e₂ = (0,1), since, any vector v = (a, b) of R² may be uniquely written as

$v=ae_{1}+be_{2}.$

Any other pair of linearly independent vectors of R², such as (1, 1) and (−1, 2), forms also a basis of R².

• More generally, if F is a field, the set $F^{n}$ of n-tuples of elements of F is a vector space for similarly defined addition and scalar multiplication. Let

$e_{i}=(0,\ldots ,0,1,0,\ldots ,0)$

be the n-tuple with all components equal to 0, except the ith, which is 1. Then $e_{1},\ldots ,e_{n}$ is a basis of $F^{n},$ which is called the standard basis of $F^{n}.$

• If F is a field, the polynomial ring F[X] of the polynomials in one indeterminate has a basis B, called the monomial basis, consisting of all monomials:

$B=\{1,X,X^{2},\ldots \}.$

Any set of polynomials such that there is exactly one polynomial of each degree is also a basis. Such a set of polynomials is called a polynomial sequence. Example (among many) of such polynomial sequences are Bernstein basis polynomials, and Chebyshev polynomials.

Properties

Many properties of finite bases result from the Steinitz exchange lemma, which states that, given a finite spanning set S and a linearly independent subset L of n elements of S, one may replace n well chosen elements of S by the elements of L for getting a spanning set containing L, having its other elements in S, and having the same number of elements as S.

Most properties resulting from Steinitz exchange lemma remain true when there is no finite spanning set, but their proof in the infinite case requires generally the axiom of choice or a weaker form of it, such as the ultrafilter lemma.

If V is a vector space over a field F, then:

• If L is a linearly independent subset of a spanning set S ⊆ V, then there is a basis B such that

$L\subseteq B\subseteq S.$

• V has a basis (this is the preceding property with L being the empty set, and S = V).
• All bases of V have the same cardinality, which is called the dimension of V. This is the dimension theorem.
• A generating set S is a basis of V if and only if it is minimal, that is, no proper subset of S is also a generating set of V.
• A linearly independent set L is a basis if and only if it is maximal, that is, it is not proper subset of any linearly independent set.

If V is a vector space of dimension n, then:

• A subset of V with n elements is a basis if and only if it is linearly independent.
• A subset of V with n elements is a basis if and only if it is spanning set of V.

Let V be a vector space of finite dimension n over a field F, and

$B=\{b_{1},\ldots ,b_{n}\}$

be a basis of V. By definition of a basis, for every v in V may be written, in a unique way,

$v=\lambda _{1}b_{1}+\cdots +\lambda _{n}b_{n},$

where the coefficients $\lambda _{1},\ldots ,\lambda _{n}$ are scalars (that is, elements of F), which are called the coordinates of v over B. However, if one talks of the set of the coefficients, one looses the correspondence between coefficients and basis elements, and several vectors may have the same set of coefficients. For example, $3b_{1}+2b_{2}$ and $2b_{1}+3b_{2}$ have the same set of coefficients {2, 3}, and are different. It is therefore often convenient to work with an ordered basis; this is typically done by indexing the basis elements by the first natural numbers. Then, the coordinates of a vector form a sequence similarly indexed, and a vector is completely characterized by the sequence of coordinates. An ordered basis is also called a frame, a word commonly used, in various contexts, for referring to a sequence of data allowing defining coordinates.

Let, as usual, $F^{n}$ be the set of the n-tuples of elements of F. This set is an F-vector space, with addition and scalar multiplication defined component-wise. The map

$\varphi :(\lambda _{1},\ldots ,\lambda _{n})\mapsto \lambda _{1}b_{1}+\cdots +\lambda _{n}b_{n}$

is a linear isomorphism from the vector space $F^{n}$ onto V. In other words, $F^{n}$ is the coordinate space of V, and the n-tuple $\varphi ^{-1}(v)$ is the coordinate vector of v.

The inverse image by $\varphi$ of $b_{i}$ is the n-tuple $e_{i}$ whose all components are 0, except the ith that is 1. The $e_{i}$ form an ordered basis of $F^{n},$ which is called its standard basis or canonical basis. The ordered basis B is the image by $\varphi$ of the canonical basis of $F^{n}.$

It follows from what precedes that every ordered basis is the image by a linear isomorphism of the canonical basis of $F^{n},$ and that every linear isomorphism from $F^{n}$ onto V may be defined as the isomorphism that maps the canonical basis of $F^{n}$ onto a given ordered basis of V. In other words it is equivalent to define an ordered basis of V, or a linear isomorphism from $F^{n}$ onto V.

Change of basis

Main article: Change of basis

Let V be a vector space of dimension n over a field F. Given two (ordered) bases $B_{o}=(v_{1},\ldots ,v_{n})$ and $B_{n}=(w_{1},\ldots ,w_{n})$ of V, it is often useful to express the coordinates of a vector x with respect to $B_{o}$ in terms of the coordinates with respect to $B_{n}.$ This can be done by the change of basis formula, is described below. The subscripts o and n have been chosen because it is customary to refer to $B_{o}$ as the old basis and to $B_{n}$ as the new basis. It is useful to describe the old coordinates in terms of the new ones, because in general one has an expression, in which the old coordinates are to be substituted by these terms in the new coordinates, thus yielding an equivalent expression, involving the new coordinates, instead of the old ones.

Typically, the new basis vectors are given by their coordinates over the old basis, that is,

$w_{j}=\sum _{i=1}^{n}a_{i,j}v_{i}.$

If $(x_{1},\ldots ,x_{n})$ and $(y_{1},\ldots ,y_{n})$ are the coordinates of a vector v over the old and the new basis respectively, one has

${\begin{aligned}v&=\sum _{j=1}^{n}y_{j}w_{j}\\&=\sum _{j=1}^{n}y_{j}\sum _{i=1}^{n}a_{i,j}v_{i}\\&=\sum _{i=1}^{n}\left(\sum _{j=1}^{n}a_{i,j}y_{j}\right)v_{i}\\&=\sum _{i=1}^{n}x_{i}v_{i}\,.\end{aligned}}$

The formula for changing the coordinates with respect to the other basis results from the uniqueness of the decomposition of a vector over a basis, and is thus

$x_{i}=\sum _{j=1}^{n}a_{i,j}y_{j},$

for i = 1, ..., n.

This formula may be concisely written in matrix notation. Let A be the matrix of the $a_{i,j},$ and

$X={\begin{pmatrix}x_{1}\\\vdots \\x_{n}\end{pmatrix}}\quad$ and $\quad Y={\begin{pmatrix}y_{1}\\\vdots \\y_{n}\end{pmatrix}}$

be the column vectors of the coordinates of v in the old and the new basis respectively, then the formula for changing coordinates is

$X=AY.$

Related notions

Free module

Main articles: Free module and Free abelian group

If one replaces the field occurring in the definition of a vector space by a ring, one gets the definition of a module. For modules, linear independence and spanning sets are defined exactly as for vector spaces, although "generating set" is more commonly used than that of "spanning set".

Like for vector spaces, a basis of a module is a linearly independent subset that is also a generating set. A major difference with the theory of vector spaces is that not every module has a basis. A module that has a basis is called a free module. Free modules play a fundamental role in module theory, as they may be used for describing the structure of non-free modules through free resolutions.

A module over the integers is exactly the same thing as an abelian group. Thus a free module over the integers is also a free abelian group. Free abelian groups have specific properties that are not shared by modules over other rings. Specifically, every subgroup of a free abelian group is a group, and, if G is a subgroup of a finitely generated free abelian group H (that is an abelian group that has a finite basis), there is a basis $e_{1},\ldots ,e_{n}$ of H and an integer 0 ≤ k ≤ n such that $a_{1}e_{1},\ldots ,a_{k}e_{k}$ is a basis of G, for some nonzero integers $a_{1},\ldots ,a_{k}.$ For details, see Free abelian group § Subgroups.

Analysis

In the context of infinite-dimensional vector spaces over the real or complex numbers, the term Hamel basis (named after Georg Hamel) or algebraic basis can be used to refer to a basis as defined in this article. This is to make a distinction with other notions of "basis" that exist when infinite-dimensional vector spaces are endowed with extra structure. The most important alternatives are orthogonal bases on Hilbert spaces, Schauder bases, and Markushevich bases on normed linear spaces. In the case of the real numbers R viewed as a vector space over the field Q of rational numbers, Hamel bases are uncountable, and have specifically the cardinality of the continuum, which is the cardinal number $2^{\aleph _{0}},$ where $\aleph _{0}$ is the smallest infinite cardinal, the cardinal of the integers.

The common feature of the other notions is that they permit the taking of infinite linear combinations of the basis vectors in order to generate the space. This, of course, requires that infinite sums are meaningfully defined on these spaces, as is the case for topological vector spaces – a large class of vector spaces including e.g. Hilbert spaces, Banach spaces, or Fréchet spaces.

The preference of other types of bases for infinite-dimensional spaces is justified by the fact that the Hamel basis becomes "too big" in Banach spaces: If X is an infinite-dimensional normed vector space which is complete (i.e. X is a Banach space), then any Hamel basis of X is necessarily uncountable. This is a consequence of the Baire category theorem. The completeness as well as infinite dimension are crucial assumptions in the previous claim. Indeed, finite-dimensional spaces have by definition finite bases and there are infinite-dimensional (non-complete) normed spaces which have countable Hamel bases. Consider $c_{00}$, the space of the sequences $x=(x_{n})$ of real numbers which have only finitely many non-zero elements, with the norm $\|x\|=\sup _{n}|x_{n}|.$ Its standard basis, consisting of the sequences having only one non-zero element, which is equal to 1, is a countable Hamel basis.

Example

In the study of Fourier series, one learns that the functions {1} ∪ { sin(nx), cos(nx) : n = 1, 2, 3, ... } are an "orthogonal basis" of the (real or complex) vector space of all (real or complex valued) functions on the interval [0, 2π] that are square-integrable on this interval, i.e., functions f satisfying

$\int _{0}^{2\pi }\left|f(x)\right|^{2}\,dx<\infty .$

The functions {1} ∪ { sin(nx), cos(nx) : n = 1, 2, 3, ... } are linearly independent, and every function f that is square-integrable on [0, 2π] is an "infinite linear combination" of them, in the sense that

$\lim _{n\rightarrow \infty }\int _{0}^{2\pi }{\biggl |}a_{0}+\sum _{k=1}^{n}{\bigl (}a_{k}\cos(kx)+b_{k}\sin(kx){\bigr )}-f(x){\biggr |}^{2}\,dx=0$

for suitable (real or complex) coefficients a_k, b_k. But many square-integrable functions cannot be represented as finite linear combinations of these basis functions, which therefore do not comprise a Hamel basis. Every Hamel basis of this space is much bigger than this merely countably infinite set of functions. Hamel bases of spaces of this kind are typically not useful, whereas orthonormal bases of these spaces are essential in Fourier analysis.

Geometry

The geometric notions of an affine space, projective space, convex set, and cone have related notions of basis. An affine basis for an n-dimensional affine space is $n+1$ points in general linear position. A projective basis is $n+2$ points in general position, in a projective space of dimension n. A convex basis of a polytope is the set of the vertices of its convex hull. A cone basis consists of one point by edge of a polygonal cone. See also a Hilbert basis (linear programming).

Random basis

For a probability distribution in Rⁿ with a probability density function, such as the equidistribution in a n-dimensional ball with respect to Lebesgue measure, it can be shown that n randomly and independently chosen vectors will form a basis with probability one, which is due to the fact that n linearly dependent vectors x₁, ..., x_n in Rⁿ should satisfy the equation det[x₁, ..., x_n] = 0 (zero determinant of the matrix with columns x_i), and the set of zeros of a non-trivial polynomial has zero measure. This observation has led to techniques for approximating random bases.

Empirical distribution of lengths N of pairwise almost orthogonal chains of vectors that are independently randomly sampled from the n-dimensional cube [−1, 1]ⁿ as a function of dimension, n. Boxplots show the second and third quartiles of this data for each n, red bars correspond to the medians, and blue stars indicate means. Red curve shows theoretical bound given by Eq. (1) and green curve shows a refined estimate.

It is difficult to check numerically the linear dependence or exact orthogonality. Therefore, the notion of ε-orthogonality is used. For spaces with inner product, x is ε-orthogonal to y if $|\langle x,y\rangle |/(\|x\|\|y\|)<\epsilon$ (that is, cosine of the angle between x and y is less than ε).

In high dimensions, two independent random vectors are with high probability almost orthogonal, and the number of independent random vectors, which all are with given high probability pairwise almost orthogonal, grows exponentially with dimension. More precisely, consider equidistribution in n-dimensional ball. Choose N independent random vectors from a ball (they are independent and identically distributed). Let θ be a small positive number. Then for

$N\leq e^{\frac {\epsilon ^{2}n}{4}}[-\ln(1-\theta )]^{\frac {1}{2}}$

(Eq. 1)

N random vectors are all pairwise ε-orthogonal with probability 1 − θ. This N growth exponentially with dimension n and $N\gg n$ for sufficiently big n. This property of random bases is a manifestation of the so-called measure concentration phenomenon.

The figure (right) illustrates distribution of lengths N of pairwise almost orthogonal chains of vectors that are independently randomly sampled from the n-dimensional cube [−1, 1]ⁿ as a function of dimension, n. A point is first randomly selected in the cube. The second point is randomly chosen in the same cube. If the angle between the vectors was within π/2 ± 0.037π/2 then the vector was retained. At the next step a new vector is generated in the same hypercube, and its angles with the previously generated vectors are evaluated. If these angles are within π/2 ± 0.037π/2 then the vector is retained. The process is repeated until the chain of almost orthogonality breaks, and the number of such pairwise almost orthogonal vectors (length of the chain) is recorded. For each n, 20 pairwise almost orthogonal chains where constructed numerically for each dimension. Distribution of the length of these chains is presented.

Proof that every vector space has a basis

Let V be any vector space over some field F. Let X be the set of all linearly independent subsets of V.

The set X is nonempty since the empty set is an independent subset of V, and it is partially ordered by inclusion, which is denoted, as usual, by ⊆.

Let Y be a subset of X that is totally ordered by ⊆, and let L_Y be the union of all the elements of Y (which are themselves certain subsets of V).

Since (Y, ⊆) is totally ordered, every finite subset of L_Y is a subset of an element of Y, which is a linearly independent subset of V, and hence every finite subset of L_Y is linearly independent. Thus L_Y is linearly independent, so L_Y is an element of X. Therefore, L_Y is an upper bound for Y in (X, ⊆): it is an element of X, that contains every element Y.

As X is nonempty, and every totally ordered subset of (X, ⊆) has an upper bound in X, Zorn's lemma asserts that X has a maximal element. In other words, there exists some element L_max of X satisfying the condition that whenever L_max ⊆ L for some element L of X, then L = L_max.

It remains to prove that L_max is a basis of V. Since L_max belongs to X, we already know that L_max is a linearly independent subset of V.

If L_max would not span V, there would exist some vector w of V that cannot be expressed as a linear combination of elements of L_max (with coefficients in the field F). In particular, w cannot be an element of L_max. Let L_w = L_max ∪ {w}. This set is an element of X, that is, it is a linearly independent subset of V (because w is not in the span of L_max, and L_max is independent). As L_max ⊆ L_w, and L_max ≠ L_w (because L_w contains the vector w that is not contained in L_max), this contradicts the maximality of L_max. Thus this shows that L_max spans V.

Hence L_max is linearly independent and spans V. It is thus a basis of V, and this proves that every vector space has a basis.

This proof relies on Zorn's lemma, which is equivalent to the axiom of choice. Conversely, it may be proved that if every vector space has a basis, then the axiom of choice is true; thus the two assertions are equivalent.

See also

• Change of basis
• Frame of a vector space
• Spherical basis

References

General references

• Blass, Andreas (1984), "Existence of bases implies the axiom of choice", Axiomatic set theory, Contemporary Mathematics volume 31, Providence, R.I.: American Mathematical Society, pp. 31–33, ISBN 0-8218-5026-1, MR 0763890
• Brown, William A. (1991), Matrices and vector spaces, New York: M. Dekker, ISBN 978-0-8247-8419-5
• Lang, Serge (1987), Linear algebra, Berlin, New York: Springer-Verlag, ISBN 978-0-387-96412-6

Historical references

• Banach, Stefan (1922), "Sur les opérations dans les ensembles abstraits et leur application aux équations intégrales (On operations in abstract sets and their application to integral equations)" (PDF), Fundamenta Mathematicae (in French), 3, ISSN 0016-2736
• Bolzano, Bernard (1804), Betrachtungen über einige Gegenstände der Elementargeometrie (Considerations of some aspects of elementary geometry) (in German)
• Bourbaki, Nicolas (1969), Éléments d'histoire des mathématiques (Elements of history of mathematics) (in French), Paris: Hermann
• Dorier, Jean-Luc (1995), "A general outline of the genesis of vector space theory", Historia Mathematica, 22 (3): 227–261, doi:10.1006/hmat.1995.1024, MR 1347828
• Fourier, Jean Baptiste Joseph (1822), Théorie analytique de la chaleur (in French), Chez Firmin Didot, père et fils
• Grassmann, Hermann (1844), Die Lineale Ausdehnungslehre - Ein neuer Zweig der Mathematik (in German), reprint: Hermann Grassmann. Translated by Lloyd C. Kannenberg. (2000), Extension Theory, Kannenberg, L.C., Providence, R.I.: American Mathematical Society, ISBN 978-0-8218-2031-5
• Hamilton, William Rowan (1853), Lectures on Quaternions, Royal Irish Academy
• Möbius, August Ferdinand (1827), Der Barycentrische Calcul : ein neues Hülfsmittel zur analytischen Behandlung der Geometrie (Barycentric calculus: a new utility for an analytic treatment of geometry) (in German), archived from the original on 2009-04-12
• Moore, Gregory H. (1995), "The axiomatization of linear algebra: 1875–1940", Historia Mathematica, 22 (3): 262–303, doi:10.1006/hmat.1995.1025
• Peano, Giuseppe (1888), Calcolo Geometrico secondo l'Ausdehnungslehre di H. Grassmann preceduto dalle Operazioni della Logica Deduttiva (in Italian), Turin

External links

• Instructional videos from Khan Academy
  • Introduction to bases of subspaces
  • Proof that any subspace basis has same number of elements
• "Linear combinations, span, and basis vectors". Essence of linear algebra. August 6, 2016 – via YouTube.
• Hazewinkel, Michiel, ed. (2001) [1994], "Basis", Encyclopedia of Mathematics, Springer Science+Business Media B.V. / Kluwer Academic Publishers, ISBN 978-1-55608-010-4